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James K. Glassman's October 16, 2003, testimony before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises.
The Shadow Financial Regulatory Committee believes that the SEC should give serious consideration to creating a competitive market for the data on trades and quotes produced by the various securities exchanges.
Congress must take steps to gain control of the Public Company Accounting Oversight Board.
We should make the Nasdaq a true stock exchange, regulated by the NASD, and stop letting the NYSE regulate itself.
--Draft--In 1975 Congress, after active and far reaching hearings on the nation’s securities markets, adopted significant amendments to the Securities and Exchange Act of 1934 (1975 amendments). The amendments marked a major turning point in the regulation of the securities industry. Congress directed the Securities and Exchange...
If it is illegal to use tax-deductible funds to support teaching that has a political purpose, there may be an unanticipated consequence.




